Who Is Saundra?  Glad you asked!

I have spent my career spanning over two decades; having established myself as a leading expert in the seamless transition of Registered Investment Advisors (RIAs) to new broker-dealers. I have worked in areas of Business Development, Client Services, Operations and Transition Account Management.   My unparalleled knowledge, dedication, and strategic acumen have made me a trusted partner for RIAs seeking to navigate the complexities of regulatory landscapes and optimize their business operations.

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Throughout my career, I have successfully facilitated numerous transitions, ensuring that RIAs experience minimal disruption while maximizing efficiency and growth potential. My approach is characterized by having grown a deep understanding of the financial industry's intricacies throughout my many years working in the RIA space starting with Charles Shwab and then Pershing Advisor Solutions, a BNY Mellon affiliate. I have committed myself to personalized client service, and have a proven track record of delivering exceptional results.

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I bring my high level of expertise, which encompasses all aspects of the transition process, from initial assessment and strategic planning to execution and support. I have attained the following FINRA licenses; Series 63, 7, 9/10 and 24.  I am adept at identifying the unique needs and goals of each client, crafting tailored solutions that align with their vision, and providing the guidance needed to achieve long-term success.

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As a passionate advocate for the financial community, I am dedicated to empowering RIAs to thrive in a rapidly evolving industry. Their visionary leadership, coupled with a genuine desire to see clients succeed, continues to drive my mission of facilitating seamless and successful transitions for RIAs nationwide.